Insurance Authority (IA)

Name of Company: Charles Monat Associates Limited
Licence No.: FB1070
Type of Licence: Insurance Broker Company Licence
Line of Business: Long Term Business (including Linked Long Term Business) and General Business
Company No.: 06596473
Address: 12/F, St George’s Building, 2 Ice House Street, Central, Hong Kong
Telephone Number: +852 2524 8176
Responsible Officer: WONG Kwok Wai Berry
Status: Active

Mandatory Provident Fund Schemes Authority (MPFA)

Name of Company: Charles Monat Associates Limited
MPF Registration No.: IC000199
Company No.: 06596473
Address: 12/F, St George’s Building, 2 Ice House Street, Central, Hong Kong
Telephone Number: +852 2524 8176
Responsible Officer: LAM Lik Man Benjamin
Frontline Regulator: Insurance Authority
Status: Active

Insurance Authority (IA)
Name of Company: Charles Monat Agency Ltd
Licence No.: FA3106
Type of Licence: Insurance Agency Licence
Line of Business: Long Term Business (excluding Linked Long Term Business)
Company No.: 19105122
Address: 12/F, St George’s Building, 2 Ice House Street, Central, Hong Kong
Telephone Number: +852 2524 8176
Responsible Officer: CHOW Ming Sze Katherine
Status: Active

Monetary Authority Singapore (MAS)

Name of Company: Charles Monat Associates Pte Ltd
Licence No.: FA100019
Type of Licence: Financial Adviser’s Licence
Regulated Activities:

1. Advising others, either directly or through publications or writings, and whether in electronic, print or other form, concerning life policies, other than (a) in the manner specified in paragraph 2 of the Second Schedule to the Financial Advisers Act 2001; or (b) advising on corporate finance within the meaning of the Securities and Futures Act 2001.
2. Advising others by issuing or promulgating research analyses or research reports, whether in electronic, print or other form, concerning life policies.
3. Arranging of any contract of insurance in respect of life policies, other than a contract of reinsurance.

Company No.: 200405282G
Address: 80 Raffles Place, UOB Plaza 1 #26-01/02, Singapore 048624
Telephone Number: +65 6512 9888
Chief Executive Officer: KOH Tzu-Herng Nikki
Status: Active

National Association of Insurance Commissioners (NAIC)

Name of Company: Charles Monat Associates LLC
License No.: 15746534
Type of License: Insurance Producer
Registration No.: 1883107 (MA)
Company No.: 1023238
Company category: Insurance Broker (Producer) License
Address (registered): 191 Union Street, Holden, MA, 01520 United States
Managing Director: ADAMS Stephanie

Financial Industry Regulatory Authority (FINRA)

Registration. No: 37157
Name of Broker Dealer: The Leader’s Group Inc.
Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States
Registration No.: 5673080
Name of Broker Dealer: ADAMS Stephanie (through The Leader’s Group Inc.)
Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States
Status: Active

Name of Company: Charles Monat Associates AG
Company No.: CHE-469.487.855
Address: Fraumünsterstrasse 27, 8001 Zürich, Switzerland
Responsible Officer: GUÉLAT Yves
Status: Active

Labuan Financial Services Authority / Lembaga Perkhidmatan Kewangan Labuan (LFSA)

Name of Company: Charles Monat Associates Limited
Licence No.: BS2019128
Type of Licence: Licence to carry on Labuan Insurance Broking Business
Licensed Business: Labuan insurance broking business as defined under section 101 of the Labuan Financial Services and Securities Act 2010
Company No.: LL15206
Address (Registered): Brumby Centre, Lot 42, Jalan Muhibbah, 87000 Labuan F.T. Malaysia
Address (Labuan) : Office Suite 1660, Level 16 (A), Main Office Tower, Financial Park Complex Labuan, Jalan Merdeka, 87000 Labuan F.T. Malaysia
Address (Kuala Lumpur) : Level 3A, Block E, Platinum Sentral, Jalan Stesen Sentral 2, Kuala Lumpur Sentral, 50470 Kuala Lumpur
Principal Officer: KOH Tzu-Herng Nikki
Status: Active

Dubai Financial Services Authority (DFSA)

Name of Company: Charles Monat Associates Limited
DFSA Reference No.: F005417
License No. (commercial license).: CL3197
Licensed Business:

1. Advising on Financial Products – Rights under a Long Term Insurance contract
2.  and Arranging Deals in Investments – Rights under a Long Term Insurance contract

Address: Unit GD-PB-05-06-OF-03, Level 6, Gate District Precinct Building 05, Dubai International Financial Centre, Dubai, 507269, United Arab Emirates
Telephone Number: +971 42381335
Senior Executive Officer : CHOPRA Rahul
Status: Active